Fubon Financial: Announcement by Fubon FHC on behalf of Fubon Securities of the acquisition of Fubon FHC unsecured corporate bonds

Statement

1.Name and nature of the underlying assets (if preferred shares, the terms
and conditions of issuance shall also be indicated, e.g., dividend yield,
etc.):Fubon FHC Unsecured Corporate Bonds
2.Date of occurrence of the event:2022/04/07 ~2022/04/07
3.Amount, unit price, and total monetary amount of the transaction:
Up to 40,000units;unit price:NT$1,000,000;
Total amount:up to NT$40,000,000,000
4.Trading counterparty and its relationship with the Company (if the trading
counterparty is a natural person and furthermore is not a related party of
the Company, the name of the trading counterparty is not required to be
disclosed):
 Fubon FHC
Relationship: Fubon Securities is the subsidiary of Fubon FHC.
5.Where the trading counterparty is a related party, announcement shall also
be made of the reason for choosing the related party as trading counterparty
and the identity of the previous owner, its relationship with the Company
and the trading counterparty, and the previous date and monetary amount of
transfer:
Acted as Fubon FHC Unsecured Corporate Bond offering and
issuance underwriter
6.Where an owner of the underlying assets within the past five years has
been a related party of the Company, the announcement shall also include the
date and price of acquisition and disposal by the related party, and its
relationship with the Company at the time of the transaction:Not applicable
7.Matters related to the current disposal of creditors' rights (including
types of collaterals of the disposed creditor's rights; if creditor's
rights over a related party, announcement shall be made of the name of the
related party and the book amount of the creditor's rights, currently being
disposed of, over such related party):Not applicable
8.Profit or loss from the disposal (not applicable in cases of acquisition
of securities) (those with deferral should provide a table explaining
recognition):Not applicable
9.Terms of delivery or payment (including payment period and monetary
amount), restrictive covenants in the contract, and other important terms
and conditions:Lump-Sum Payment on Settlement Day; None
10.The manner of deciding on this transaction (such as invitation to tender,
price comparison, or price negotiation), the reference basis for the
decision on price, and the decision-making unit:Market Value of bond;
The decision-making unit:base on Level of Authority to exercise
their authorities.
11.Net worth per share of the Company's underlying securities acquired or
disposed of:Not applicable
12.Cumulative no.of shares held (including the current transaction), their
monetary amount, shareholding percentage, and status of any restriction of
rights (e.g., pledges), as of the present moment:
Holding:None;
Fubon Securities Co., Ltd.:
Up to 40,000units;Total amount:Up to NT$40,000,000,000
Status of any restriction of rights:None
13.Current ratio of securities investment (including the current trade, as
listed in article 3 of Regulations Governing the Acquisition and Disposal of
Assets by Public Companies) to the total assets and equity attributable to
owners of the parent as shown in the most recent financial statement and
working capital as shown in the most recent financial statement as of the
present:
Holding:
ratio to the total assets:8.24%；ratio to shareholder's equity:9.29%
operating capital as shown in the most recent financial statement:Not
applicable
Fubon Securities Co., Ltd.:
ratio to the total assets:61.98%；ratio to shareholder's equity:228.84%
operating capital as shown in the most recent financial statement:
NT$26,005,210,000
14.Broker and broker's fee:Not applicable
15.Concrete purpose or use of the acquisition or disposal:Given as the
underwriter of Fubon FHC Unsecured Corporate Bond
, Fubon Securities Co., Ltd. has the obligation to assist the
issuance of the bond.
16.Any dissenting opinions of directors to the present transaction:No
17.Whether the counterparty of the current transaction is
a related party:Yes
18.Date of the board of directors resolution:2022/04/07
19.Date of ratification by supervisors or approval by
the Audit Committee:2022/04/07
20.Whether the CPA issued an unreasonable opinion regarding the current
transaction:No
21.Name of the CPA firm:Ding Mao certified public accountant firm
22.Name of the CPA:YEH,MING-CHUNG
23.Practice certificate number of the CPA:Certified Public Accountant
NO.3534
24.Whether the transaction involved in change of business model:No
25.Details on change of business model:Not applicable
26.Details on transactions with the counterparty for the past year and the
expected coming year:We declared transactions in accordance with
regulation in the past year and will deal with counterparty per market
and company's strategy in the future.
27.Source of funds:Working Capital
28.Any other matters that need to be specified:None